Statement of Financial Condition- UBS FSI of Puerto Rico (PDF). Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. is also registered as a Futures Commission Merchant (FCM) with the U.S. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered investment advisor and broker-dealer offering securities, trading, brokerage and related products and services. All rights reserved. The key symbol and UBS are among the registered and unregistered trademarks of UBS.

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